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Interventions to Reduce Sexual Risk Behaviors or Increase Protective Behaviors to Prevent Acquisition of HIV in Men Who Have Sex with Men: Individual-, Group-, and Community-Level Behavioral Interventions

Research Gaps

What are Research Gaps?

Prior to and during the literature review and data analysis, the review team and the Community Preventive Services Task Force attempt to address the key questions of what interventions work, for whom, under what conditions, and at what cost. Lack of sufficient information often leaves one or more of these questions unanswered. The Community Guide refers to these as "research gaps." Research gaps can be pulled together in the form of a basic set of questions to inform a research agenda for those in the field.

Informational Approaches Identified Research Gaps

Results from the Community Guide reviews of the effectiveness of individual-, group-, and community-level HIV behavioral risk-reduction interventions for adult men who have sex with men (MSM) indicate that a number of interventions are effective in reducing HIV risk behaviors among MSM. Yet, important research issues remain. Research gaps are provided for the following categories:

Subgroups and settings. Although available results suggest robustness in effectiveness across populations and contexts, differences in effectiveness among subgroups of MSM have not been ruled out.

  • Only three studies conducted in the U.S. focused exclusively on nonwhite MSM,1, 2, 3 and the majority of participants in only one international study94 were nonwhite.
  • Because African-American and Hispanic MSM are disproportionately affected by the HIV epidemic in the U.S.,4 the need for research on these subgroups of MSM is urgent.5
  • None of the studies identified in this review specifically targeted non–gay-identified MSM, who may have different HIV prevention needs than gay-identified men.6, 7 Several reports have linked increased recreational or "club" drug use (e.g., cocaine and crystal methamphetamine) to increased risky sex behavior in adult MSM.8, 9, 10 ,11
  • For example, combination of methamphetamines with erectile dysfunction drugs has become increasingly popular, and has raised serious concerns in both the gay and public health communities.
  • Only two studies12, 13 included in this systematic review evaluated interventions targeting substance-using MSM. The findings of these two studies were inconsistent in the direction of change and not significant. Further research is needed.

The interventions in this systematic review were evaluated among participants in a variety of settings, including gay bars, community-based organizations, health clinics, and research study sites. However, according to Fenton and Imrie,14 a new "sexual marketplace" has emerged that provides greater opportunities for MSM to acquire potential partners in settings not well represented in this body of evidence (e.g., the Internet and "circuit parties"). These high-risk settings, which facilitate access to not only homosexual men but to non–gay-identified and bisexual MSM, increase the potential for rapid spread of STDs.15 Future research is needed to evaluate behavioral interventions in high-risk venues.

Outcome assessment. Continued improvement is also needed in the quality of behavioral assessment in HIV intervention evaluations.

  • These Task Force recommendations are based on self-reported change in sex behavior that can be potentially biased by faulty recall and social desirability.
    • Studies in this review used different strategies to minimize the bias of self-report, including assurances of confidentiality, the use of self-administered questionnaires, and shorter recall periods.
    • One study16 used the new technology of audio computer-assisted self interviewing (ACASI) to enhance the quality of behavioral assessment. ACASI has been shown to increase reporting of sexual contacts of MSM, while providing an acceptable method for collecting self-reports of HIV risk behavior in clinical trials.17, 18
    • Because self reported behaviors are subject to potential biases, many investigators have called for the use of biological outcomes (e.g., STDs and HIV) to assess the overall effectiveness of an intervention.19 Few studies measure biological outcomes because of the extensive costs and large sample sizes required to assess disease acquisition over a long period of time.20, 21, 22, 23
  • Like behavioral outcomes, biological outcomes are also subject to potential biases in measurement.
    • STD incidence may be an invalid "surrogate" for HIV incidence24 because STD acquisition is not only dependent on behaviors such as consistent condom use or frequency of unprotected sex, but also on correct condom use, effectiveness of condoms in preventing different types of STDs, partner selection, acceptance and adherence to STD treatment, and STD prevalence rates within a particular community.25, 26, 27, 28
    • To assess an intervention’s impact on HIV incidence more thoroughly, as well as to understand the complex relationship between behavior and biological outcomes, future intervention evaluations not only need to measure biological endpoints such as STD and HIV incidence, but also develop and use more precise and validated behavioral and biological measures.29

Intervention components. The person-to-person HIV behavioral risk reduction approach, as defined in this review, includes a broad class of interventions that work across various groups and settings. What remains to be determined is the identification of intervention components considered to be most effective, least effective, and cost effective. Most behavioral intervention research to date involved a variety of populations, outcome measures, content, duration, and sessions, making it difficult to replicate findings.30 Results of a recent review31 indicate that interventions for MSM promoting interpersonal skills training (i.e., negotiation or communication of safer sex) showed positive effects. Among the group-level interventions in this review, effectiveness may have been enhanced by the provision of multiple sessions, the use of MSM deliverers, and the inclusion of role plays, live demonstrations, or practice of skills. Further research is necessary to determine what works best, in what context, and with whom.

Biomedical, technologic, and social changes. HIV behavioral interventions for adult MSM must continue to evolve to address the challenges of HIV prevention in this population.32 One way this can be accomplished is by considering and incorporating into interventions biomedical advances, technologic innovations, and social changes in HIV transmission.

  • Advances in technology and medicine over the past decade have drastically altered the social and behavioral landscape of the MSM community.
  • The introduction of HAART in the mid-1990s resulted in expanded treatment options for HIV/AIDS and a dramatic decrease in AIDS mortality.33
  • As HIV is increasingly considered to be a chronic and often manageable disease, commitment to reducing sex risk behaviors, as observed in the first decade of the epidemic, may have declined among many MSM after the introduction of HAART.34
  • A recent metaanalysis35 showed that MSM who believed that receiving HAART protects against transmitting HIV had reduced concerns of engaging in unsafe sex, and had engaged in higher rates of unprotected intercourse. This association was seen in HIV-seropositive, HIV-seronegative, and never-tested men.
  • While attitudes toward unsafe sex may have changed due to the availability of HAART, the overall efficacy of HIV behavioral interventions for MSM in reducing sex risk behavior has not diminished after the introduction of HAART.36
  • As we now move into an era of greater understanding of HAART treatment optimism, HIV risk-reduction interventions for MSM must continue to refocus beliefs and perceptions on HIV risk behavior.37, 38, 39

Accompanying the dramatic medical advances in treating HIV/AIDS are changes in computer technology (e.g., the Internet, chat rooms, e-mail) that allow for increased social interaction among members of the MSM community.

  • Studies conducted in the U.S., Europe, and Australia have indicated elevated levels of sex risk behavior among MSM seeking and meeting sex partners through the Internet.40, 41, 42, 43
  • Internet chat rooms provide a venue through which MSM, who may be HIV seropositive or at high risk for STDs, can seek casual sex partners while avoiding face-to-face rejection.44, 45
  • Although the Internet increases the opportunities for MSM to meet potential sex partners, this communication web also provides expanded opportunities for the broad dissemination of risk-reduction information and the recruitment of diverse MSM subgroups into HIV prevention programs.46, 47, 48

For MSM, HIV behavioral interventions must also consider the rapidly changing social context in which MSM engage in risky unprotected anal sex. The phenomenon of "barebacking," or intentional anal sex without a condom with someone other than a primary partner, has been recently reported in the literature.49, 50, 51 Although HIV-seropositive men typically engage in this behavior with other HIV-seropositive men, one study reported a sizeable proportion of men having partners of negative or unknown serostatus.52

In a survey of MSM in New York City,53 the barebacking phenomenon was attributed to the increased availability of willing partners identified through Internet chat rooms and websites, confidence in effective treatments for HIV, emotional fatigue regarding HIV prevention messages, and the increased popularity of "club" drugs. Further, MSM who engage in this behavior dramatically increase their risk of acquiring STDs, which in turn increase the risk of HIV acquisition among seronegative MSM.54

Evidence Review

Herbst JH, Beeker C, Mathew A, et al. The effectiveness of individual-, group-, and community-level HIV behavioral risk-reduction interventions for adult men who have sex with men: A systematic review. Am J Prev Med 2007;32(4S):S38–S67.

1Carballo-Dieguez A, Dolezal C, Leu CS, et al. A randomized controlled trial to test an HIV-prevention intervention for Latino gay and bisexual men: lessons learned. AIDS Care 2005;17:314 –28.

2Choi KH, Lew S, Vittinghoff E, Catania JA, Barrett DC, Coates TJ. The efficacy of brief group counseling in HIV risk reduction among homosexual Asian and Pacific Islander men. AIDS 1996;10:81–7.

3Peterson JL, Coates TJ, Catania J, et al. Evaluation of an HIV risk reduction intervention among African-American homosexual and bisexual men. AIDS 1996;10:319 –25.

4Centers for Disease Control and Prevention. HIV/AIDS Surveillance Report, 2003. Vol. 15. Atlanta GA: US Department of Health and Human Services, Centers for Disease Control and Prevention, 2004.

5Millett GA, Peterson JL, Wolitski RJ, Stall R. Greater risk for HIV infection of black men who have sex with men: a critical literature review. Am J Public Health 2006;96:1007–19.

6Centers for Disease Control and Prevention. HIV prevalence, unrecognized infection, and HIV testing among men who have sex with men—five U.S. cities, June 2004–April 2005. MMWR Morb Mortal Wkly Rep 2005;52:597– 601.

7Reitmeijer CA, Wolitski RJ, Fishbein M, Corby NH, Cohn DL. Sex hustling, injection drug use, and non-gay identification by men who have sex with men. Associations with high-risk sexual behaviors and condom use. Sex Transm Dis 1998;25:353– 60.

8Koblin BA, Chesney MA, Husnik MJ, et al. High-risk behaviors among men who have sex with men in 6 US cities: Baseline data from the EXPLORE study. Am J Public Health 2003;93:926 –32.

9Lambert E, Normand J, Stall R, Aral SO, Vlahav D. Introduction: New dynamics of HIV risk among drug-using men who have sex with men. J Urban Health 2005;82:i1–i8.

10Stall R, Paul JP, Greenwood G, et al. Alcohol use, drug use and alcohol-related problems among men who have sex with men: the Urban Men’s Health Study. Addiction 2001;96:1589–601.

11Colfax G, Coates TJ, Husnick MJ, et al. Longitudinal patterns of methamphetamine, popper (amyl nitrite), and cocaine use and high-risk sexual behavior among a cohort of San Francisco men who have sex with men. J Urban Health 2005;82(suppl 1):62–70.

12Shoptaw S, Reback CJ, Peck JA, et al. Behavioral treatment approaches for methamphetamine dependence and HIV-related sexual risk behaviors among urban gay and bisexual men. Drug Alcohol Depend 2005;78:125–34.

13Stall RD, Paul JP, Barrett DC, Crosby GM, Bein E. An outcome evaluation to measure changes in sexual risk-taking among gay men undergoing substance use disorder treatment. J Stud Alcohol 1999;60:837– 45.

14Fenton KA, Imrie J. Increasing rates of sexually transmitted diseases in homosexual men in Western Europe and the United States: why? Infect Dis Clin N Am 2005;19:311–31.

15Fenton KA, Imrie J. Increasing rates of sexually transmitted diseases in homosexual men in Western Europe and the United States: why? Infect Dis Clin N Am 2005;19:311–31.

16Koblin BA, Chesney MA, Coates TJ. Effects of a behavioural intervention to reduce acquisition of HIV infection among men who have sex with men: the EXPLORE randomised controlled study. Lancet 2004;364: 41–50.

17Metzger DS, Koblin B, Turner C, et al. Randomized controlled trial of audio computer-assisted self-interviewing: utility and acceptability in longitudinal studies. Am J  Epidemiol 2000;152:99 –106.

18Turner CF, Ku L, Rogers SM, Lindberg LD, Pleck JH, Sonenstein FL. Adolescent sexual behavior, drug use, and violence: increased reporting with computer survey technology. Science 1998;280:867–73.

19Peterman TA, Lin LS, Newman DR, et al. Does measured behavior reflect STD risk? An analysis of data from a randomized controlled behavioral intervention study. Project RESPECT Study Group. Sex Transm Dis 2000;27:446 –51.

20Fishbein M, Pequegnat W. Evaluating AIDS prevention interventions using behavioral and biological outcome measures. Sex Transm Dis 2000;27:101–10.

21Aral SO, Peterman TA. A stratified approach to untangling the behavioral/biomedical outcomes conundrum. Sex Transm Dis 2002;29:530–2.

22Pequegnat W, Fishbein M, Celentano D, et al. NIMH/APPC workgroup on behavioral and biological outcomes in HIV/STD prevention studies: a position statement. Sex Transm Dis 2000;27:127–32.

23Shain RN, Perdue ST, Piper JM, et al. Behaviors changed by intervention are associated with reduced STD recurrence: the importance of context in measurement. Sex Transm Dis 2002;29:520 –9.

24Fishbein M, Jarvis B. Failure to find a behavioral surrogate for STD incidence—what does it really mean? Sex Transm Dis 2000;27:452–5.

25Fishbein M, Pequegnat W. Evaluating AIDS prevention interventions using behavioral and biological outcome measures. Sex Transm Dis 2000;27:101–10.

26Aral SO, Peterman TA. A stratified approach to untangling the behavioral/biomedical outcomes conundrum. Sex Transm Dis 2002;29:530–2.

27Pequegnat W, Fishbein M, Celentano D, et al. NIMH/APPC workgroup on behavioral and biological outcomes in HIV/STD prevention studies: a position statement. Sex Transm Dis 2000;27:127–32.

28Shain RN, Perdue ST, Piper JM, et al. Behaviors changed by intervention are associated with reduced STD recurrence: the importance of context in measurement. Sex Transm Dis 2002;29:520 –9.

29Shain RN, Perdue ST, Piper JM, et al. Behaviors changed by intervention are associated with reduced STD recurrence: the importance of context in measurement. Sex Transm Dis 2002;29:520 –9.

30Aral SO, Peterman TA. Do we know the effectiveness of behavioural interventions? Lancet 1998;351(suppl 3):33– 6.

31Herbst J, Sherba RT, Crepaz N, et al. A meta-analytic review of HIV behavioral interventions for reducing sexual risk behavior of men who have sex with men. J Acquir Immune Defic Syndr 2005;39:228–41.

32Centers for Disease Control and Prevention. Evolution of HIV/AIDS prevention programs—United States, 1981–2006. MMWR Morb Mortal Wkly Rep 2006;55:597– 603.

33Cameron DW, Heath-Chiozzi M, Danner S, et al. Randomised placebocontrolled trial of ritonavir in advanced HIV-1 disease. The Advanced HIV Disease Ritonavir Study Group. Lancet 1998;351:543–9.

34Stall RD, Hays RB, Waldo CR, Ekstrand M, McFarland W. The Gay ‘90’s: a review of research in the 1990s on sexual behavior and HIV risk among men who have sex with men. AIDS 2000;14(suppl 3):S101–14.

35Crepaz N, Hart TA, Marks G. Highly active antiretroviral therapy and sexual risk behavior: a meta-analytic review. JAMA 2004;292:224 –36.

36Herbst J, Sherba RT, Crepaz N, et al. A meta-analytic review of HIV behavioral interventions for reducing sexual risk behavior of men who have sex with men. J Acquir Immune Defic Syndr 2005;39:228–41.

37Fenton KA, Imrie J. Increasing rates of sexually transmitted diseases in homosexual men in Western Europe and the United States: why? Infect Dis Clin N Am 2005;19:311–31.

38Reitmeijer CA. Resurgence of risk behaviors among men who have sex with men: the case for HAART realism. Sex Transm Dis 2005;32:176 –7.

39Elford J, Hart G. HAART, viral load and sexual behavior. AIDS 2005;19:205–7.

40McFarlane M, Bull SS, Rietmeijer CA. The Internet as a newly emerging risk environment for sexually transmitted diseases. JAMA 2000;284:443– 6.

41Hospers HJ, Kok G, Harterink P, de Zwart O. A new meeting place: chatting on the Internet, e-dating and sexual risk behaviour among Dutch men who have sex with men. AIDS 2005;19:1097–101.

42Klausner JD, Levine DK, Kent CK. Internet-based site-specific interventions for syphilis prevention among gay and bisexual men. AIDS Care 2004;16:964 –70.

43Bolding G, Davis M, Hart G, Sherr L, Elford J. Gay men who look for sex on the Internet: Is there more HIV/STI risk with online partners? AIDS 2005;19:961– 8.

44Hospers HJ, Kok G, Harterink P, de Zwart O. A new meeting place: chatting on the Internet, e-dating and sexual risk behaviour among Dutch men who have sex with men. AIDS 2005;19:1097–101.

45Halkitis PN, Parsons JT. Intentional unsafe sex (barebacking) among HIV-positive gay men who seek sexual partners on the internet. AIDS Care 2003;15:367–78.

46Bull SS, Lloyd L, Reitmeijer C, McFarlane M. Recruitment and retention of an online sample for an HIV prevention intervention targeting men who have sex with men: the Smart Sex Quest Project. AIDS Care 2004;16:931– 43.

47Fernandez MI, Varga LM, Perrino T, et al. The Internet as recruitment tool for HIV studies: viable strategy for reaching at-risk Hispanic MSM in Miami? AIDS Care 2004;16:953– 63.

48Klausner JD, Levine DK, Kent CK. Internet-based site-specific interventions for syphilis prevention among gay and bisexual men. AIDS Care 2004;16:964 –70.

49Suarez T, Miller J. Negotiating risks in context: a perspective on unprotected anal intercourse and barebacking among men who have sex with men—where do we go from here? Arch Sex Behavior 2001;30:287–300.

50Mansergh G, Marks G, Colfax GN, Guzman R, Rader M, Buchbinder S. Barebacking in a diverse sample of men who have sex with men. AIDS 2002;16:653–9.

51Halkitis PN, Parsons JT, Wilton L. Barebacking among gay and bisexual men in New York City: explanations for the emergence of intentional unsafe behavior. Arch Sex Behavior 2003;32:351–7.

52Mansergh G, Marks G, Colfax GN, Guzman R, Rader M, Buchbinder S. Barebacking in a diverse sample of men who have sex with men. AIDS 2002;16:653–9.

53Halkitis PN, Parsons JT, Wilton L. Barebacking among gay and bisexual men in New York City: explanations for the emergence of intentional unsafe behavior. Arch Sex Behavior 2003;32:351–7.

54Fenton KA, Imrie J. Increasing rates of sexually transmitted diseases in homosexual men in Western Europe and the United States: why? Infect Dis Clin N Am 2005;19:311–31.